Fact Find
Step 1
Aims and proposition compatible with ours
IAR Guide
Step 2
Introducers agrees relationship would benefit their business
Due Diligence
Step 3
KYC Complete
FSR
Step 4
Make sure they aren't authorised
Fit & Proper Tests
Step 5
Threshold Conditions Met
Public & Known Feedback
Step 6
Risk Assessment Complete
Negotiate Terms
Step 7
TOB Acceptable
Contract
Step 8
Dealer Journey Identified
Confirm Excluded Activities
Step 9
Threshold Conditions Met
Website Reviewed
Step 10
Advertising Support
Application Made
Step 11
FCA Consideration
FSR Updated
Step 12
Service Begins