Working with Creative

Unlicensed Dealers

Fact Find

Step 1

Aims and proposition compatible with ours

IAR Guide

Step 2

Introducers agrees relationship would benefit their business

Due Diligence

Step 3

KYC Complete


Step 4

Make sure they aren't authorised

Fit & Proper Tests

Step 5

Threshold Conditions Met

Public & Known Feedback

Step 6

Risk Assessment Complete

Negotiate Terms

Step 7

TOB Acceptable


Step 8

Dealer Journey Identified

Confirm Excluded Activities

Step 9

Threshold Conditions Met

Website Reviewed

Step 10

Advertising Support

Application Made

Step 11

FCA Consideration

FSR Updated

Step 12

Service Begins