Fact Find
Step 1
Aims and proposition compatible with ours
Dealer Guide
Step 2
Introducers agrees relationship would benefit their business
Due Diligence
Step 3
KYC Complete
FSR
Step 4
Make sure they are authorised
Fit & Proper Tests
Step 5
Threshold Conditions Met
Public & Known Feedback
Step 6
Risk Assessment Complete
Negotiate Terms
Step 7
TOB Acceptable
Contract
Step 8
Dealer Journey Identified